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The Matrix
Frances Flannery-Dailey & Rachel Wagner
At the beginning of The
Matrix, a black-clad computer hacker known as Neo falls asleep
in front of his computer. A mysterious message appears on the
screen: "Wake up, Neo."1
This succinct phrase encapsulates the plot of the film, as Neo
struggles with the problem of being imprisoned in a "material"
world that is actually a computer simulation program created in
the distant future by Artificial Intelligence (AI) as a means of
enslaving humanity, by perpetuating ignorance in the form of an
illusory perception called "the Matrix." In part, the film crafts
its ultimate view of reality by alluding to numerous religious
traditions that advance the idea that the fundamental problem
which humanity faces is ignorance and the solution is knowledge or
awakening. Two religious traditions on which the film draws
heavily are Gnostic Christianity and Buddhism.2
Although these traditions differ in important ways, they agree in
maintaining that the problem of ignorance can be solved through an
individual's reorientation of perspective concerning the material
realm.3
Gnostic Christianity and Buddhism also both envision a guide who
helps those still trapped in the limiting world of illusion, a
Gnostic redeemer figure or a bodhisattva, who willingly enters
that world in order to share liberating knowledge, facilitating
escape for anyone able to understand. In the film, this figure is
Neo, whose name is also an anagram for the "One."
Although as a "modern myth"4
the film purposefully draws on numerous traditions,5
we propose that an examination of Gnostic Christianity and
Buddhism well illuminates the overarching paradigm of The
Matrix, namely, the problem of sleeping in ignorance in a
dreamworld, solved by waking to knowledge or enlightenment. By
drawing syncretistically on these two ancient traditions and
fusing them with a technological vision of the future, the film
constructs a new teaching that challenges its audience to question
"reality."
I. Christian Elements in
The Matrix
The majority of the film's
audience probably easily recognizes the presence of some Christian
elements, such as the name Trinity6
or Neo's death and Christ-like resurrection and ascension near the
end of the film. In fact, Christian and biblical allusions abound,
particularly with respect to nomenclature:7
Apoc (Apocalypse), Neo's given name of Mr. Ander/son (from the
Greek andras for man, thus producing "Son of Man"), the ship named
the Nebuchadnezzar (the Babylonian king who, in the Book of
Daniel, has puzzling symbolic dreams that must be interpreted),8
and the last remaining human city, Zion, synonymous in Judaism and
Christianity with (the heavenly) Jerusalem.9
Neo is overtly constructed as a Jesus figure: he is "the One" who
was prophesied to return again to the Matrix, who has the power
the change the Matrix from within (i.e., to work miracles), who
battles the representatives of evil and who is killed but comes to
life again.
This construction of Neo as Jesus is reinforced in numerous ways.
Within minutes of the commencement of the movie, another hacker
says to Neo, "You're my savior, man, my own personal Jesus
Christ."10
This identification is also suggested by the Nebuchadnezzar's
crew, who nervously wonder if he is "the One" who was foretold,
and who repeatedly swear in Neo's presence by saying "Jesus" or
"Jesus Christ."11
In still another example, Neo enters the Nebuchadnezzar for the
first time and the camera pans across the interior of the ship,
resting on the make: "Mark III no. 11." This seems to be another
messianic reference, since the Gospel of Mark 3:11 reads:
"Whenever the unclean spirits saw him, they fell down before him
and shouted, ' You are the Son of God!'"
Like Mark's Jesus, Neo is an exorcist, who casts out alien Agents
inhabiting the residual self-images of those immersed in the
Matrix. However, this trope illuminates the differences between
Jesus and Neo, since the latter accomplishes exorcisms not by
healing, but by killing the digital bodies of those who are
"possessed" by Agents, in turn killing the real people in the
world of the Nebuchadnezzar. The plaque, then, ultimately
highlights the problem of violence in the film, even as it draws
parallels between Jesus and Neo.
II. Gnosticism in The
Matrix
Although the presence of
individual Christian elements within the film is clear, the
overall system of Christianity that is presented is not the
traditional, orthodox one. Rather, the Christian elements of the
film make the most sense when viewed within a context of Gnostic
Christianity.12
Gnosticism was a religious system that flourished for centuries at
the beginning of the Common Era, and in many regions of the
ancient Mediterranean world it competed strongly with "orthodox"
Christianity, while in other areas it represented the only
interpretation of Christianity that was known.13
The Gnostics possessed their own Scriptures, accessible to us in
the form of the Nag Hammadi Library, from which a general sketch
of Gnostic beliefs may be drawn.14
Although Gnostic Christianity comprises many varieties, Gnosticism
as a whole seems to have embraced an orienting cosmogonic myth
that explains the true nature of the universe and humankind's
proper place in it.15
A brief retelling of this myth illuminates numerous parallels with
The Matrix.
In the Gnostic myth, the supreme god is completely perfect and
therefore alien and mysterious, "ineffable," "unnamable,"
"immeasurable light which is pure, holy and immaculate" (Apocryphon
of John). In addition to this god there are other, lesser divine
beings in the pleroma (akin to heaven, a division of the universe
that is not Earth), who possess some metaphorical gender of male
or female.16
Pairs of these beings are able to produce offspring that are
themselves divine emanations, perfect in their own ways.17
A problem arises when one "aeon" or being named Sophia (Greek for
wisdom), a female, decides "to bring forth a likeness out of
herself without the consent of the Spirit," that is, to produce an
offspring without her consort (Apocry. of John). The ancient view
was that females contribute the matter in reproduction, and males
the form; thus, Sophia's action produces an offspring that is
imperfect or even malformed, and she casts it away from the other
divine beings in the pleroma into a separate region of the cosmos.
This malformed, ignorant deity, sometimes named Yaldaboath,
mistakenly believes himself to be the only god.
Gnostics identify Yaldabaoth as the Creator God of the Old
Testament, who himself decides to create archons (angels), the
material world (Earth) and human beings. Although traditions vary,
Yaldabaoth is usually tricked into breathing the divine spark or
spirit of his mother Sophia that formerly resided in him into the
human being (especially Apocry. of John; echoes of Genesis 2-3).
Therein lies the human dilemma. We are pearls in the mud, a divine
spirit (good) trapped in a material body (bad) and a material
realm (bad). Heaven is our true home, but we are in exile from the
pleroma.
Luckily for the Gnostic, salvation is available in the form of
gnosis or knowledge imparted by a Gnostic redeemer, who is Christ,
a figure sent from the higher God to free humankind from the
Creator God Yaldabaoth. The gnosis involves an understanding of
our true nature and origin, the metaphysical reality hitherto
unknown to us, resulting in the Gnostic's escape (at death) from
the enslaving material prison of the world and the body, into the
upper regions of spirit. However, in order to make this ascent,
the Gnostic must pass by the archons, who are jealous of his/her
luminousity, spirit or intelligence, and who thus try to hinder
the Gnostic's upward journey.
To a significant degree, the basic Gnostic myth parallels the plot
of The Matrix, with respect to both the problem that humans
face as well as the solution. Like Sophia, we conceived an
offspring out of our own pride, as Morpheus explains: "Early in
the 21st century, all of mankind was united in celebration. We
marveled at our own magnificence as we gave birth to AI."18
This offspring of ours, however, like Yaldabaoth is malformed
(matter without spirit?). Morpheus describes AI as "a singular
consciousness that spawned an entire race of machines," a fitting
parallel for the Gnostic Creator God of the archons (angels) and
the illusory material world. AI creates the Matrix, a computer
simulation that is "a prison for your mind." Thus, Yaldabaoth/ AI
traps humankind in a material prison that does not represent
ultimate reality, as Morpheus explains to Neo: "As long as the
Matrix exists, the human race will never be free."
The film also echoes the metaphorical language employed by
Gnostics. The Nag Hammadi texts describe the fundamental human
problem in metaphorical terms of blindness, sleep, ignorance,
dreams and darkness / night, while the solution is stated in terms
of seeing, waking, knowledge (gnosis), waking from dreams and
light / day.19
Similarly, in the film Morpheus, whose name is taken from the
Greek god of sleep and dreams, reveals to Neo that the Matrix is
"a computer generated dreamworld." When Neo is unplugged and
awakens for the first time on the Nebuchadnezzar in a brightly lit
white space (a cinematic code for heaven), his eyes hurt, as
Morpheus explains, because he has never used them. Everything Neo
has "seen" up to that point was seen with the mind's eye, as in a
dream, created through software simulation. Like an ancient
Gnostic, Morpheus explains that the blows he deals Neo in the
martial arts training program have nothing to do with his body or
speed or strength, which are illusory. Rather, they depend only on
his mind, which is real.
The parallels between Neo and Christ sketched earlier are further
illuminated by a Gnostic context, since Neo is "saved" through
gnosis or secret knowledge, which he passes on to others. Neo
learns about the true structure of reality and about his own true
identity, which allows him to break the rules of the material
world he now perceives to be an illusion. That is, he learns that
"the mind makes it [the Matrix, the material world] real," but it
is not ultimately real. In the final scene of the film, it is this
gnosis that Neo passes on to others in order to free them from the
prison of their minds, the Matrix. He functions as a Gnostic
Redeemer, a figure from another realm who enters the material
world in order to impart saving knowledge about humankind's true
identity and the true structure of reality, thereby setting free
anyone able to understand the message.
In fact, Neo's given name is not only Mr. Anderson / the Son of
Man, it is Thomas Anderson, which reverberates with the most
famous Gnostic gospel, the Gospel of Thomas. Also, before he is
actualized as Neo (the one who will initiate something "New,"
since he is indeed "the One"), he is doubting Thomas, who does not
believe in his role as the redeemer figure.20
In fact, the name Thomas means "the Twin," and in ancient
Christian legend he is Jesus' twin brother. In a sense, the role
played by Keanu Reeves has a twin character, since he is
constructed as both a doubting Thomas and as a Gnostic Christ
figure.21
Not only does Neo learn and pass on secret knowledge that saves,
in good Gnostic fashion, but the way in which he learns also
evokes some elements of Gnosticism. Imbued with images from
eastern traditions, the training programs teach Neo the concept of
"stillness," of freeing the mind and overcoming fear,
cinematically captured in "Bullet Time" (digitally mastered
montages of freeze frames / slow motion frames using multiple
cameras).22
Interestingly enough, this concept of "stillness" is also present
in Gnosticism, in that the higher aeons are equated with
"stillness" and "rest" and can only be apprehended in such a
centered and meditative manner, as is apparent in these
instructions to a certain Allogenes: "And although it is
impossible for you to stand, fear nothing; but if you wish to
stand, withdraw to the Existence, and you will find it standing
and at rest after the likeness of the One who is truly at
rest...And when you becomes perfect in that place, still
yourself... " (Allogenes) The Gnostic then reveals, "There was
within me a stillness of silence, and I heard the Blessedness
whereby I knew my proper self" (Allogenes).23
When Neo realizes the full extent of his "saving gnosis," that the
Matrix is only a dreamworld, a reflective Keanu Reeves silently
and calmly contemplates the bullets that he has stopped in
mid-air, filmed in "Bullet Time."
Yet another parallel with Gnosticism occurs in the portrayal of
the Agents such as Agent Smith, and their opposition to the
equivalent of the Gnostics - that is, Neo and anyone else
attempting to leave the Matrix. AI created these artificial
programs to be "the gatekeepers - they are guarding all the doors,
they are holding all the keys." These Agents are akin to the
jealous archons created by Yaldabaoth who block the ascent of the
Gnostic as he/she tries to leave the material realm and guard the
gates of the successive levels of heaven (e.g., Apocalypse of
Paul).24
However, as Morpheus predicts, Neo is eventually able to defeat
the Agents because while they must adhere to the rules of the
Matrix, his human mind allows him to bend or break these rules.25
Mind, though, is not equated in the film merely with rational
intelligence, otherwise Artificial Intelligence would win every
time. Rather, the concept of "mind" in the film appears to point
to a uniquely human capacity for imagination, for intuition, or,
as the phrase goes, for "thinking outside the box." Both the film
and the Gnostics assert that the "divine spark" within humans
allows a perception of gnosis greater than that achievable by even
the chief archon / agent of Yaldabaoth:
And the power of the mother [Sophia, in our analogy, humankind]
went out of Yaldabaoth [AI] into the natural body which they had
fashioned [the humans grown on farms by AI]... And in that
moment the rest of the powers [archons / Agents ] became
jealous, because he had come into being through all of them and
they had given their power to the man, and his intelligence
["mind"] was greater than that of those who had made him, and
greater than that of the chief archon [Agent Smith?]. And when
they recognized that he was luminous, and that he could think
better than they... they took him and threw him into the lowest
region of all matter [simulated by the Matrix]. (Apocry. of John
19-20)
It is striking that Neo overcomes Agent
Smith in the final showdown of the film precisely by realizing
fully the illusion of the Matrix, something the Agent apparently
cannot do, since Neo is subsequently able to break rules that the
Agent cannot. His final defeat of Smith entails entering Smith's
body and splitting him in pieces by means of pure luminosity,
portrayed through special effects as light shattering Smith from
the inside out.
Overall, then, the system portrayed in The Matrix parallels
Gnostic Christianity in numerous respects, especially the
delineation of humanity's fundamental problem of existing in a
dreamworld that simulates reality and the solution of waking up
from illusion. The central mythic figures of Sophia, Yaldabaoth,
the archons and the Gnostic Christ redeemer also each find
parallels with key figures in the film and function in similar
ways. The language of Gnosticism and the film are even similar:
dreaming vs. waking; blindness vs. seeing;26
light vs. dark.27
However, given that Gnosticism presumes an entire unseen realm of
divine beings, where is God in the film? In other words, when Neo
becomes sheer light, is this a symbol for divinity, or for human
potential? The question becomes even more pertinent with the
identification of humankind with Sophia - a divine being in
Gnosticism. On one level, there appears to be no God in the film.
Although there are apocalyptic motifs, Conrad Ostwalt rightly
argues that unlike conventional Christian apocalypses, in The
Matrix both the catastrophe and its solution are of human
making - that is, the divine is not apparent.28
However, on another level, the film does open up the possibility
of a God through the figure of the Oracle, who dwells inside the
Matrix and yet has access to information about the future that
even those free from the Matrix do not possess. This suggestion is
even stronger in the original screenplay, in which the Oracle's
apartment is the Holy of Holies nested within the "Temple of
Zion."29
Divinity may also play a role in Neo's past incarnation and his
coming again as the One. If, however, there is some implied
divinity in the film,30
it remains transcendent, like the divinity of the ineffable,
invisible supreme god in Gnosticism, except where it is immanent
in the form of the divine spark active in humans.31
III. Buddhism in The
Matrix
When asked by a fan if
Buddhist ideas influenced them in the production of the movie, the
Wachowski brothers offered an unqualified "Yes."32
Indeed, Buddhist ideas pervade the film and appear in close
proximity with the equally strong Christian imagery. Almost
immediately after Neo is identified as "my own personal Jesus
Christ," this appellation is given a distinctively Buddhist twist.
The same hacker says: "This never happened. You don’t exist." From
the stupa-like33
pods which encase humans in the horrific mechanistic fields to
Cypher’s selfish desire for the sensations and pleasures of the
Matrix, Buddhist teachings form a foundation for much of the
film’s plot and imagery.34
The Problem of Samsara. Even the title of the film evokes
the Buddhist worldview. The Matrix is described by Morpheus as "a
prison for your mind." It is a dependent "construct" made up of
the interlocking digital projections of billions of human beings
who are unaware of the illusory nature of the reality in which
they live and are completely dependent on the hardware attached to
their real bodies and the elaborate software programs created by
AI This "construct" resembles the Buddhist idea of samsara, which
teaches that the world in which we live our daily lives is
constructed only from the sensory projections formulated from our
own desires. When Morpheus takes Neo into the "construct" to teach
him about the Matrix, Neo learns that the way in which he had
perceived himself in the Matrix was nothing more than "the mental
projection of your digital self." The "real" world, which we
associate with what we feel, smell, taste, and see, "is simply
electrical signals interpreted by your brain." The world, Morpheus
explains, exists "now only as part of a neural interactive
simulation that we call the Matrix." In Buddhist terms, we could
say that "because it is empty of self or of what belongs to self,
it is therefore said: ‘The world is empty.’ And what is empty of
self and what belongs to self? The eye, material shapes, visual
consciousness, impression on the eye -- all these are empty of
self and of what belongs to self."35
According to Buddhism and according to The Matrix, the
conviction of reality based upon sensory experience, ignorance,
and desire keeps humans locked in illusion until they are able to
recognize the false nature of reality and relinquish their
mistaken sense of identity.
Drawing upon the Buddhist doctrine of Dependent Co-Origination,
the film presents reality within the Matrix as a conglomerate of
the illusions of all humans caught within its snare. Similarly,
Buddhism teaches that the suffering of human beings is dependent
upon a cycle of ignorance and desire which locks humans into a
repetitive cycle of birth, death, and rebirth. The principle is
stated in a short formula in the Samyutta-nikaya:
If this is that comes to be;
from the arising of this that arises;
if this is not that does not come to be;
from the stopping of this that is stopped. 36
The idea of Dependent Co-Origination is
illustrated in the context of the film through the illusion of the
Matrix. The viability of the Matrix’s illusion depends upon the
belief by those enmeshed in it that the Matrix itself is reality.
AI’s software program is, in and of itself, no illusion at all.
Only when humans interact with its programs do they become
enmeshed in a corporately-created illusion, the Matrix, or samsara,
which reinforces itself through the interactions of those beings
involved within it. Thus the Matrix’s reality only exists when
actual human minds subjectively experience its programs.37
The problem, then, can be seen in Buddhist terms. Humans are
trapped in a cycle of illusion, and their ignorance of this cycle
keeps them locked in it, fully dependent upon their own
interactions with the program and the illusions of sensory
experience which these provide, and the sensory projections of
others. These projections are strengthened by humans’ enormous
desire to believe that what they perceive to be real is in fact
real. This desire is so strong that it overcomes Cypher, who can
no longer tolerate the "desert of the real" and asks to be
reinserted into the Matrix. As he sits with Agent Smith in an
upscale restaurant smoking a cigar with a large glass of brandy,
Cypher explains his motives:
"You know, I know this steak doesn’t exist. I know that when I
put it in my mouth, the Matrix is telling my brain that it is
juicy and delicious. After nine years, you know what I realize?
Ignorance is bliss." 38
Cypher knows that the Matrix is not real
and that any pleasures he experiences there are illusory. Yet for
him, the "ignorance" of samsara is preferable to enlightenment.
Denying the reality that he now experiences beyond the Matrix, he
uses the double negative: "I don’t want to remember nothing.
Nothing. And I want to be rich. Someone important. Like an actor."
Not only does Cypher want to forget the "nothing" of true reality,
but he also wants to be an "actor," to add another level of
illusion to the illusion of the Matrix that he is choosing to
re-enter.39
The draw of samsara is so strong that not only does Cypher give in
to his cravings, but Mouse also may be said to have been
overwhelmed by the lures of samsara, since his death is at least
in part due to distractions brought on by his sexual fantasies
about the "woman in the red dress" which occupy him when he is
supposed to be standing alert.
Whereas Cypher and Mouse represent what happens when one gives in
to samsara, the rest of the crew epitomize the restraint and
composure praised by the Buddha. The scene shifts abruptly from
the restaurant to the mess hall of the Nebuchadnezzar, where
instead of being offered brandy, cigars and steak, Neo is given
the "bowl of snot" which is to be his regular meal from that point
forward. In contrast to the pleasures which for Cypher can only be
fulfilled in the Matrix, Neo and the crew must be content with the
"single-celled protein combined with synthetic aminos, vitamins,
and minerals" which Dozer claims is "everything the body needs."
Clad in threadbare clothes, subsisting on gruel, and sleeping in
bare cells, the crew is depicted enacting the Middle Way taught by
the Buddha, allowing neither absolute asceticism nor indulgence to
distract them from their work.40
The Solution of Knowledge/Enlightenment. This duality
between the Matrix and the reality beyond it sets up the ultimate
goal of the rebels, which is to free all minds from the Matrix and
allow humans to live out their lives in the real world beyond. In
making this point, the film-makers draw on both Theravada and
Mahayana Buddhist ideas.41
Alluding to the Theravada ideal of the arhat, the film suggests
that enlightenment is achieved through individual effort.42
As his initial guide, Morpheus makes it clear that Neo cannot
depend upon him for enlightenment. Morpheus explains, "No one can
be told what the Matrix is. You have to see it for yourself."
Morpheus tells Neo he must make the final shift in perception
entirely on his own. He says: "I’m trying to free your mind, Neo.
But I can only show you the door. You’re the one that has to walk
through it." For Theravada Buddhists, "man’s emancipation depends
on his own realization of the Truth, and not on the benevolent
grace of a god or any external power as a reward for his obedient
good behavior."43
The Dhammapada urges the one seeking enlightenment to "Free
thyself from the past, free thyself from the future, free thyself
from the present. Crossing to the farther shore of existence, with
mind released everywhere, no more shalt thou come to birth and
decay."44 As
Morpheus says to Neo, "There’s a difference between knowing the
path and walking the path." And as the Buddha taught his
followers, "You yourselves should make the effort; the Awakened
Ones are only teachers."45
As one already on the path to enlightenment, Morpheus is only a
guide; ultimately Neo must recognize the truth for himself.
Yet The Matrix also embraces ideas found in Mahayana
Buddhism, especially in its particular concern for liberation for
all people through the guidance of those who remain in samsara and
postpone their own final enlightenment in order to help others as
bodhisattvas.46
The crew members of the Nebuchadnezzar epitomize this compassion.
Rather than remain outside of the Matrix where they are safer,
they choose to re-enter it repeatedly as ambassadors of knowledge
with the ultimate goal of freeing the minds and eventually also
the bodies of those who are trapped within the Matrix’s digital
web. The film attempts to blend the Theravada ideal of the arhat
with the Mahayana ideal of the bodhisattva, presenting the crew as
concerned for those still stuck in the Matrix and willing to
re-enter the Matrix to help them, while simultaneously arguing
that final realization is an individual process.
Neo as the Buddha. Although the entire crew embodies the
ideals of the bodhisattva, the filmmakers set Neo apart as unique,
suggesting that while the crew may be looked at as arhats and
bodhisattvas, Neo can be seen as a Buddha. Neo’s identity as the
Buddha is reinforced not only through the anagram of his name but
also through the myth that surrounds him. The Oracle has foretold
the return of one who has the ability to manipulate the Matrix. As
Morpheus explains, the return of this man "would hail the
destruction of the Matrix, end the war, bring freedom to our
people. That is why there are those of us who have spent our
entire lives searching the Matrix, looking for him." Neo, Morpheus
believes, is a reincarnation of that man and like the Buddha, he
will be endowed with extraordinary powers to aid in the
enlightenment of all humanity.
The idea that Neo can be seen as a reincarnation of the Buddha is
reinforced by the prevalence of birth imagery in the film directly
related to him. At least four incarnations are perceptible in the
film. The first birth took place in the pre-history of the film,
in the life and death of the first enlightened one who was able to
control the Matrix from within. The second consists of Neo’s life
as Thomas Anderson. The third begins when Neo emerges, gasping,
from the gel of the eerily stupa-like pod in which he has been
encased, and is unplugged and dropped through a large black tube
which can easily be seen as a birth canal.47
He emerges at the bottom bald, naked, and confused, with eyes that
Morpheus tells him have "never been used" before. Having "died" to
the world of the Matrix, Neo has been "reborn" into the world
beyond it. Neo’s fourth life begins after he dies and is "reborn"
again in the closing scenes of the film, as Trinity resuscitates
him with a kiss.48
At this point, Neo perceives not only the limitations of the
Matrix, but also the limitations of the world of the
Nebuchadnezzar, since he overcomes death in both realms. Like the
Buddha, his enlightenment grants him omniscience and he is no
longer under the power of the Matrix, nor is he subject to birth,
death, and rebirth within AI’s mechanical construct.49
Neo, like the Buddha, seeks to be free from the Matrix and to
teach others how to free themselves from it as well, and any use
of superhuman powers are engaged to that end. As the only human
being since the first enlightened one who is able to freely
manipulate the software of the Matrix from within its confines,
Neo represents the actualization of the Buddha-nature, one who can
not only recognize the "origin of pain in the world of living
beings," but who can also envision "the stopping of the pain,"
enacting "that course which leads to its stopping."50
In this sense, he is more than his bodhisattva companions, and
offers the hope of awakening and freedom for all humans from the
ignorance that binds them.
The Problem of Nirvana. But what happens when the
Matrix’s version of reality is dissolved? Buddhism teaches that
when samsara is transcended, nirvana is attained. The notion of
self is completely lost, so that conditional reality fades away,
and what remains, if anything, defies the ability of language to
describe. In his re-entry into the Matrix, however, Neo retains
the "residual self-image" and the "mental projection of [a]
digital self." Upon "enlightenment," he finds himself not in
nirvana, or no-where, but in a different place with an intact, if
somewhat confused, sense of self which strongly resembles his
"self" within the Matrix. Trinity may be right that the Matrix
"cannot tell you who you are," but who you are seems to be at
least in some sense related to who you think you are in the
Matrix. In other words, there is enough continuity in
self-identity between the world of the Matrix and "the desert of
the real" that it seems probable that the authors are implying
that full "enlightenment" has not yet been reached and must lie
beyond the reality of the Nebuchadnezzar and the world it
inhabits. If the Buddhist paradigm is followed to its logical
conclusions, then we have to expect at least one more layer of
"reality" beyond the world of the crew, since even freed from the
Matrix they are still subject to suffering and death and still
exhibit individual egos.
This idea is reinforced by what may be the most problematic
alteration which The Matrix makes to traditional Buddhist
teachings. The Buddhist doctrine of ahimsa, or non-injury to all
living beings, is overtly contradicted in the film.51
It appears as if the filmmakers deliberately chose to link
violence with salvific knowledge, since there seems to be no way
that the crew could succeed without the help of weaponry. When
Tank asks Neo and Trinity what they need for their rescue of
Morpheus "besides a miracle," their reply is instantaneous: "Guns
-- lots of guns." The writers could easily have presented the
"deaths" of the Agents as nothing more than the ending of that
particular part of the software program. Instead, the Wachowski
brothers have purposefully chosen to portray humans as innocent
victims of the violent deaths of the Agents.52
This outright violation of ahimsa stands at direct odds with the
Buddhist ideal of compassion.
But why link knowledge so directly with violence? The filmmakers
portray violence as redemptive,53
and as absolutely essential to the success of the rebels. The
Matrix steers sharply away at this point from the shared
paradigms of Buddhism and Gnostic Christianity. The "reality" of
the Matrix which requires that some humans must die as victims of
salvific violence is not the ultimate reality to which Buddhism or
Gnostic Christianity points. Neither the "stillness" of the
pleroma nor the unchanging "nothingness" of nirvana are
characterized by the dependence on technology and the use of force
which so characterizes both of the worlds of the rebels in The
Matrix.
The film’s explicit association of knowledge with violence
strongly implies that Neo and his comrades have not yet realized
the ultimate reality. According to the worldviews of both Gnostic
Christianity and Buddhism that the film evokes, the realization of
ultimate reality involves a complete freedom from the material
realm and offers peace of mind. The Wachowskis themselves
acknowledge that it is "ironic that Morpheus and his crew are
completely dependent upon technology and computers, the very evils
against which they are fighting."54
Indeed, the film’s very existence depends upon both technology’s
capabilities and Hollywood’s hunger for violence. Negating itself,
The Matrix teaches that nirvana is still beyond our
reach.
IV. Concluding Remarks
Whether we view the film from a Gnostic
Christian or Buddhist perspective, the overwhelming message seems
to be, "Wake up!" The point is made explicit in the final song of
the film, Wake Up!, by, appropriately, Rage Against the Machine.
Gnosticism, Buddhism and the film all agree that ignorance
enslaves us in an illusory material world and that liberation
comes through enlightenment with the aid of a teacher or guide
figure. However, when we ask the question, "To what do we
awaken?", the film appears to diverge sharply from Gnosticism and
Buddhism. Both of these traditions maintain that when humans
awaken, they leave behind the material world. The Gnostic ascends
at death to the pleroma, the divine plane of spiritual,
non-material existence, and the enlightened one in Buddhism
achieves nirvana, a state which cannot be described in
language, but which is utterly non-material. By contrast, the
"desert of the real," is a wholly material, technological world,
in which robots grow humans for energy, Neo can learn martial arts
in seconds through a socket inserted into the back of his brain,
and technology battles technology (Nebuchadnezzar vs. AI,
electromagnetic pulse vs. Sentinels). Moreover, the battle against
the Matrix is itself made possible through technology - cell
phones, computers, software training programs. "Waking up" in the
film is leaving behind the Matrix and awakening to a dismal
cyber-world, which is the real material world.
Or perhaps not. There are several cinematic clues in the scene of
the construct loading program (represented by white space) that
suggest that the "desert of the real" Morpheus shows Neo may not
be the ultimate reality. After all, Morpheus, whose name is taken
from the god of dreams, shows the "real" world to Neo, who never
directly views the surface world himself. Rather, he sees it on a
television bearing the logo "Deep Image." Throughout the film,
reflections in mirrors and Morpheus's glasses, as well as images
on television monitors point the viewer toward consideration of
multiple levels of illusion.55
As the camera zooms in to the picture on this particular
television and the viewer "enters" the image, it "morphs" the way
the surveillance screens do early in the film, indicating its
unreality. In addition, the entire episode takes place while they
stand in a construct loading program in which Neo is warned not to
be tricked by appearances. Although sense perception is clearly
not a reliable source for establishing reality, Morpheus himself
admits that, "For a long time I wouldn't believe it, and then I
saw the fields [of humans grown for energy] with my own eyes...
And standing there, I came to realize the obviousness of the
truth." We will have to await the sequels to find out whether "the
desert of the real" is itself real.56
Even if the film series does not ultimately establish a complete
rejection of the material realm, The Matrix as it stands
still asserts the superiority of the human capacity for
imagination and realization over the limited "intelligence" of
technology. Whether stated in terms of matter/ spirit, body/ mind,
hardware/ software or illusion/ truth, the ultimate message of
The Matrix seems to be that there may be levels of
metaphysical reality beyond what we can ordinarily perceive, and
the film urges us to open ourselves to the possibility of
awakening to them.
Frances
Flannery-Dailey & Rachel Wagner
[Note: This essay originally appeared in
The Journal of Religion and FIlm]
Endnotes
1. All unidentified quotes
are from The Matrix (Warner Bros. release, 1999).
2. In an online chat with viewers of the DVD,
the Wachowskis acknowledged that the Buddhist references in the film
are purposeful. However, when asked "Have you ever been told that
the Matrix has Gnostic overtones?", they gave a tantalizingly
ambiguous reply: "Do you consider that to be a good thing?" From the
Nov. 6, 1999 "Matrix Virtual Theatre," at
"Wachowski chat"
3. Elaine Pagels notes that the
similarities between Gnosticism and Buddhism have prompted some
scholars to question their interdependence and to wonder whether
"...if the names were changed, the 'living Buddha' appropriately
could say what the Gospel of Thomas attributes to the living
Jesus." Although intriguing, she rightly maintains that the evidence
is inconclusive, since parallel traditions may emerge in different
cultures without direct influence. Elaine Pagels, The Gnostic
Gospels, (New York: Random House, 1979, repr. 1989), xx-xxi
4. James Ford recently explored other
Buddhist elements in The Matrix, which he rightly calls a
"modern myth," in his article "Buddhism, Christianity and The
Matrix: The Dialectic of Myth-Making in Contemporary Cinema,"
for the Journal of Religion and Film, vol.4 no. 2. See also
Conrad Ostwalt's focus on apocalyptic elements of the film in "Armageddon
at the Millennial Dawn," JRF vol. 4, no. 1
5. A viewer asked the Wachowski brothers,
"Your movie has many and varied connections to myths and
philosophies, Judeo-Christian, Egyptian, Arthurian, and Platonic,
just to name those I've noticed. How much of that was intentional?"
They replied, "All of it" (Wachowski chat).
6. Feminists critics can rejoice when Trinity
first reveals her name to Neo, as he pointedly responds, "The
Trinity?... Jesus, I thought you were a man." Her quick reply: "Most
men do."
7. The Wachowski brothers indicate that the
names were "all chosen carefully, and all of them have multiple
meanings," and also note this applies to the numbers as well (Wachowski
chat).
8. In a recent interview in Time,
the Wachowskis refer to Nebuchadnezzar in this Danielic context, (www.time.com/time/magazine/article/0,9171,22971,00.html
, "Popular Metaphysics," by Richard Corliss, Time, April 19, 1999
Vol. 153, no. 15). Nebuchadnezzar is also the Babylonian king who
destroyed the Jerusalem Temple in 586 B.C.E., and who exiled the
elite of Judean society to Babylon. Did the Wachowski brothers also
intend the reference to point to the crew's "exile" from Zion or
from the surface world?
9. The film also suggests Zion is heaven,
such as when Tank says, "If the war was over tomorrow, Zion is where
the party would be," evoking the traditional Christian schema of an
apocalypse followed by life in heaven or paradise. Ironically, the
film locates Zion "underground, near the Earth's core, where it is
still warm," which would seem to be a cinematic code for hell. Is
this a clue that Zion is not the "heaven" we are led to believe it
is?
10. Neo's apartment number is 101,
symbolizing both computer code (written in 1s and 0s) and his role
as "the One." Near the end of the film, 303 is the number of the
apartment that he enters and exits in his death / resurrection
scene, evoking the Trinity. This in turn raises questions about the
character of Trinity's relationship to Neo in terms of her cinematic
construction as divinity.
11. The traitor Cypher, who represents
Judas Iscariot, among other figures, ironically says to Neo, "Man,
you scared the B'Jesus outta me."
12. We would like to thank Donna Bowman,
with whom we initially explored the Gnostic elements of The
Matrix during a public lecture on film at Hendrix College in
2000.
13. Gnosticism may have had its origins
in Judaism, despite its denigration of the Israelite God, but the
issue is complex and still debated within scholarly circles. It is
clear, however, that Gnostic Christianity flourished from at least
the 2nd - 5th c. C.E., with its own scriptures, and most likely also
its own distinctive rituals, entrance requirements and a creation
story. See Gershom Scholem, Jewish Gnosticism, Merkabah
Mysticism, and Talmudic Tradition (New York: Jewish Theological
Seminary of America, 1960), Elaine Pagels, The Gnostic Gospels
(New York: Vintage Books, 1979, repr. 1989), Bentley Layton,
The Gnostic Scriptures (New York: Doubleday, 1995), Kurt
Rudolph, Gnosis: The Nature and History of Gnosticism (San
Francisco: HarperSanFrancisco, 1987).
14. This corpus lay dormant for nearly
2000 years until its discovery in 1945 in Nag Hammadi, Egypt. The
complete collection of texts may be found in James M. Robinson, ed.
The Nag Hammadi Library, revised edition, (New York:
HarperCollins, 1990; reprint of original Brill edition, 1978). These
documents are also available on-line at The Nag Hammadi Library
Section of
The
Gnostic Society Library.
15. Gnostic texts are cryptic, and no
single text clearly explains this myth from beginning to end. The
literature presupposes familiarity with the myth, which must be
reconstructed by modern readers. The version of the myth presented
here relies on such texts as Gospel of Truth, Apocryphon of John,
On the Origin of the World and Gospel of Thomas. See
The Nag Hammadi Library, pp. 38-51, 104-123, 124-138, 170-189.
16. Since the divine beings are composed
only of spiritual substances and not matter, there are no physical
gender differences among the beings.
17. Depending on the text, a plethora
of divine beings populate the pleroma, many with Jewish, Christian
or philosophical names, e.g. the Spirit, forethought, thought,
foreknowledge, indestructibility, truth, Christ, Autogenes,
understanding, grace, perception, Pigera-Adamas (Apocryphon of
John).
18. Humanity's characterization also
resonates with the Tower of Babel story in Genesis 11:1-9; in both
we admire the work of our own hands.
19. The bulk of the following excerpt
from the Gnostic "Gospel of Truth" might just as well be taken from
the scenes in The Matrix in which Morpheus explains the
nature of reality to Neo: Thus they [humans] were ignorant of
the Father, he being the one whom they did not see... there
were many illusions at work... and (there were) empty
fictions, as if they were sunk in sleep and found themselves in
disturbing dreams. Either (there is) a place to which they are
fleeing, or without strength they come (from) having chased after
others, or they are involved in striking blows, or they are
receiving blows themselves, or they have fallen from high places,
or they take off into the air though they do not even have wings.
Again, sometimes (it is as) if people were murdering them, though
there is no one even pursuing them, or they themselves are killing
their neighbors...(but) When those who are going through all
these things wake up, they see nothing, they who were in the
midst of all these disturbances, for they are nothing. Such is the
way of those who have cast ignorance aside from them like sleep, not
esteeming it as anything, nor do they esteem its works as solid
things either, but they leave them behind like a dream in the
night... This is the way each one has acted, as though asleep at
the time when he was ignorant. And this is the way he has [come to
knowledge], as if he had awakened.
(Gospel of Truth, 29-30)
20. This is perhaps most evident in the
subway fight between Neo and Agent Smith. At a point in the film
when Morpheus says of Neo, "He is just beginning to believe," Agent
Smith calls him "Mr. Anderson," and while fighting he replies, "My
name is Neo." The Wachowskis confirm this interpretation when they
state "Neo is Thomas Anderson's potential self" (Wachowski chat).
21. This twin tradition was especially
popular in Syrian Christianity. See also Pagels, p. xxi, where she
wonders if the tradition that Thomas, Jesus' twin, went to India
points to any historical connection between Buddhism and Hinduism on
the one hand and with Gnosticism on the other.
22. See the online chat with the
special effects creators in the "Matrix
Virtual Theater" from March 23, 2000.
23. Nag Hammadi Library, pp.
490-500. Compare the Gnostic idea of stillness with these Buddhist
sayings from the Dhammapada: "The bhikku [monk], who abides
in loving-kindness, who is delighted in the Teaching of the Buddha,
attains the State of Calm, the happiness of stilling the conditioned
things" and "Calm is the thought, calm the word and deed of him who,
rightly knowing, is wholly freed, perfectly peaceful and equipoised.
" Quoted in Walpola Sri Rahula, What the Buddha Taught (New
York: Grove Weidenfeld, 1974) p.128, 136.
24. See Nag Hammadi Library,
pp. 256-59. We are grateful to Brock Bakke for the initial equation
of agents with archons.
25. In Gnosticism "Mind" or the Greek
"nous" is a deity, such as in the text "Thunder, Perfect Mind,"
Nag Hammadi Library, 295-303.
26. Note that as Morpheus and Neo enter
the elevator of the apartment building of the Oracle, images of
"seeing" symbolize prophecy and knowledge: a blind man (evoking
blind prophets such as Tiresias) sits in the lobby beneath some
graffiti depicting a pair of eyes. Interestingly, the Oracle - a
sibyl / seer - wears glasses to look at Neo's palm.
27. Note too the metonymic use of
color to convey this dualism: black and white clothing, floors,
furniture, etc.
28. Ostwalt, "Armageddon" in JRF Vol.
4, no. 1. The parallel with apocalypticism does not work quite as
well as one with Gnosticism because like Gnosticism, the film
understands salvation to be individual (rather than collective and
occurring all at once), to be attained through knowledge, and most
importantly to entail leaving behind the material Earth (that is,
not resulting in a kingdom of God made manifest on the Earth).
29. In its description in the original
screenplay, the Temple of Zion evokes both the Oracle of Delphi
(three legged stool, priestesses) and the Jerusalem Temple (polished
marble, empty throne which is the mercy seat or throne of the
invisible God).
30. A viewer asked the Wachowski brothers,
"What is the role or {sic} faith in the movie? Faith in oneself
first and foremost – or in something else?" They answered, "Hmmmm...that
is a tough question! Faith in one's self, how's that for an answer?"
This reply hardly settles the issue (Wachowski chat).
31. Specifically, these humans are Neo (the
Gnostic Redeemer / Messiah) and Morpheus and Trinity, both of whom
are named for gods. As a godhead, this trio does not quite make
sense in terms of traditional Christianity. However, the trio is
quite interesting in the context of Gnosticism, which portrays God
as Father, Mother and Son, a trinity in which the Holy Spirit is
identified as female, e.g. Apocryphon of John 2:9-14. For
further reading on female divinities in Gnosticism, see Pagels, pp.
48-69.
32. The brothers explain, "There's something
uniquely interesting about Buddhism and mathematics, particularly
about quantum physics, and where they meet. That has fascinated us
for a long time" (Wachowski chat). In the Time interview with
Richard Corliss (see note 8), Larry Wachowski adds that they became
fascinated "by the idea that math and theology are almost the same.
They begin with a supposition you can derive a whole host of laws or
rules from. And when you take all of them to the infinity point, you
wind up at the same place: these unanswerable mysteries really
become about personal perception. Neo's journey is affected by all
these rules, all these people trying to tell him what the truth is.
He doesn't accept anything until he gets to his own end point, his
own rebirth." The film’s presentation of the Matrix as a corporate
network of human conceptions (or samsara) which are translated into
software codes that reinforce one another illustrates this close
relationship.
33. Stupa: a hemispherical or cylindrical
mound or tower serving as a Buddhist shrine.
34. Of course, the most transparent reference
to Buddhist ideas occurs in the waiting room at the Oracle’s
apartment, where Neo is introduced to the "Potentials." The
screenplay describes the waiting room as "at once like a Buddhist
temple and a kindergarten class." One of the children, clad in the
garb of a Buddhist monk, explains to Neo the nature of ultimate
reality: "There is no spoon." One cannot help wondering if this
dictum only holds within the Matrix or if there is in fact "no
spoon" even in the real world beyond it.
35. Samyutta-nikaya IV, 54. In Edward
Conze, ed. Buddhist Texts Through the Ages (New York:
Philosophical Library, 1954), p. 91.
36. Samyutta-nikaya II, 64-65. Ibid.
37. The entire process depends upon human
ignorance, so that almost all who are born into the Matrix are
doomed to be born, to die, and to re-enter the cycle again. When
asked about the film’s depiction of the liquefaction of humans, the
Wachowskis reply that this black ooze is "what they feed the people
in the pods, the dead people are liquefied and fed to the living
people in the pods." Tongue in Buddhist cheek, the brothers explain
this re-embodiment: "Always recycle! It's a statement on
recycling."(Wachowski Chat) Even in the "real world" beyond the
Matrix, the human plight is depicted as a relative and
inter-dependent cycle of birth, death, and "recycling."
38. (Ed. Note: This clip can be viewed
here. (Hit your back button to return to this essay.))
39. This dialogue also points to the "reality"
(or the "Matrix") which we ourselves inhabit. In our world, and in
the world of Joe Pantoliano, he is an actor. Therefore, the world of
which both the actor Joe Pantoliano and we are now a part may be
seen as the "Matrix" into which he has been successfully
re-inserted, and thus the film itself may be seen as a part of the
software program of our own "Matrix." The argument, of course, is
seductively circular.
40. Take, for example, this quote from the
Sabbasava-sutta: "A bhikku [monk], considering wisely, lives
with his eyes restrained . . . Considering wisely, he lives with his
ears restrained . . . with his nose restrained . . . with his tongue
. . . with his body . . . with his mind restrained . . . a bhikku,
considering wisely, makes use of his robes -- only to keep off cold,
to keep off heat . . and to cover himself decently. Considering
wisely, he makes use of food – neither for pleasure nor for excess .
. . but only to support and sustain this body . . ." (Quoted in
Rahula 103).
41. James Ford has argued that the film
embodies in particular the Yogacara school of Buddhism. Instead of
pointing to that which is absolutely different than the world as
nirvana, Yogacarins point to the world itself, and through the
processes enacted in meditation, come to the realization that "all
things and thought are but Mind-only. The basis of all our illusions
consists in that we regard the objectifications of our own mind as a
world independent of that mind, which is really its source and
substance" (Edward Conze, Buddhism. New York: Philosophical
Library, 1959), p. 167. The Matrix exists only in the minds of the
human beings which inhabit it, so that in The Matrix, as in
Yogacara, "The external world is really Mind itself" (p. 168). Yet a
problem arises when one realizes that for the Yogacara school, the
Mind is the ultimate reality, and therefore samsara and
nirvana become identified. By contrast, the film insists on a
distinction between samsara (the Matrix) and nirvana
(that which lies beyond it). Because The Matrix maintains a
duality between the Matrix and the realm beyond it, Yogacara is of
limited help in making sense of the Buddhist elements in the film,
nor is it helpful in supporting the idea that beyond the Matrix and
beyond the Nebuchadnezzar there is an ultimate reality not yet
realized by humans (see note 4).
42. According to Theravada teachings, arhat
("Worthy One") is a title applied to those who achieve
enlightenment. Because, according to Theravada beliefs,
enlightenment can only be achieved through individual effort, an
arhat is of limited aid in helping those not yet enlightened and
so would not necessarily choose to re-enter samsara to aid
others still enmeshed within it.
43. Rahula, p. 2.
44. Quoted in Rahula, 135.
45. Quoted in Rahula, 133.
46. A bodhisattva is one who postpones final
entry into nirvana and willingly re-enters or remains in
samsara in order to guide others along the path to
enlightenment. The Buddha’s compassion serves as their primary model
for Mahayana Buddhists, since they point out that he too remained in
samsara in order to help others achieve enlightenment through
his teachings and example.
47. The screenplay describes Neo as "floating
in a womb-red amnion" in the power plant.
48. In the screenplay, Trinity does not kiss
him but instead "pounds on his chest," precipitating his
resuscitation. The screenplay states directly: "It is a miracle."
This fourth "life" can be viewed as the one to which the Oracle
refers in her predictions that Neo was "waiting for something" and
that he might be ready in his "next life, maybe." This certainly
appears to be the case, since Neo rises from the dead and defeats
the Agents.
49. These four "lives" suggest that Neo is
nothing other than "the One" foretold by the oracle, the
reincarnation of the first "enlightened one," or Buddha, who "had
the ability to change whatever he wanted, to remake the Matrix as he
saw fit." Buddhist teaching allows that those who have been
enlightened are endowed with magical powers, since they recognize
the world as illusory and so can manipulate it at will. Yet
supernatural powers are incidental to the primary goal, which is
explained in the very first sermon spoken by the Buddha: "The Noble
Truth of the cessation of suffering is this: It is the complete
cessation of that very thirst, giving it up, renouncing it,
emancipating oneself from it, detaching oneself from it"(Dhammacakkappavattana-sutta.
Quoted in Rahula, 93.)
50. Buddhacarita 1:65. E. B. Cowell,
trans., Buddhist Mahayana Texts, Sacred Books of the East,
vol. 49 (Oxford: Oxford University Press, 1894).
51. See, for example, in the Dhammapada:
"Of death are all afraid. Having made oneself the example, one
should neither slay nor cause to slay" (Verse 129) (Dhammapada,
trans. John Ross Carter and Mahinda Palihawadana. New York: Oxford
University Press, 1987), p. 35.
52. The idea that violence as salvific is made
explicit by the writers. Whereas they could have chosen to
present the "deaths" of the Agents as of the same illusory quality
as other elements within the software program, instead, they choose
to depict actual humans really dying through the
inhabitation of their "bodies" by the Agents. This addition is
completely unnecessary to the overall plot line; indeed, the
"violence" which takes place in the Hotel could still be portrayed,
with the reassuring belief that any "deaths" which occur there are
simply computer blips. The fact that the writers so purposefully
insist that actual human beings die (i.e. die also within the power
plant) while serving as involuntary "vessels" for the Agents
strongly argues for The Matrix’s direct association of
violence with the knowledge required for salvation.
53. See the article by Bryan P. Stone,
"Religion and Violence in Popular Film," JRF Vol. 3, no. 1.
54. When asked whether this irony was
intentional, the Wachowskis reply abruptly but enthusiastically
"Yes!" (Wachowski chat).
55. This is especially true in the "red pill /
blue pill" scene where Neo first meets Morpheus, and Neo is
reflected differently in each lens of Morpheus's glasses. The
Wachowskis note that one reflection represents Thomas Anderson, and
one represents Neo (Wachowski chat).
56. A viewer asked the pertinent question of
the Wachowskis: "Do you believe that our world is in some way
similar to The Matrix, that there is a larger world outside
of this existence?" They replied: "That is a larger question than
you actually might think. We think the most important sort of
fiction attempts to answer some of the big questions. One of the
things that we had talked about when we first had the idea of The
Matrix was an idea that I believe philosophy and religion and
mathematics all try to answer. Which is, a reconciling between a
natural world and another world that is perceived by our intellect"
(Wachowski chat).
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Source: Journal of
Religion and Film. (Vol. 5, No. 2, October 2001).
https://www.unomaha.edu/jrf/gnostic.htm
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